美国证券交易委员会（SEC）起诉CMI资本和Michael D. Williams，指控其参与投资计划
美国证券交易委员会（SEC）已对CMI Capital LLC及其创始人Michael D. Williams提起指控，指控他们参与了一个欺诈执法部门的投资计划。
01
证据
- SSEC Press Releases监管机构2026-09-24 00:00
The Securities and Exchange Commission today charged CMI Capital LLC and its founder and manager, Michael D.
- SSEC Press Releases监管机构2026-09-24 00:00
The Securities and Exchange Commission today charged CMI Capital LLC and its founder and manager, Michael D. Williams, for an alleged fraudulent investment scheme that raised approximately $860,000 from at least 18 investors, many of whom are current or retired law enforcement officers in South Florida.
- SSEC Press Releases监管机构2026-09-24 00:00
The SEC’s complaint, filed in the U.S. District Court for the Southern District of Florida, charges Williams and CMI Capital, which is also known to do business as Check Mate Investments, with violating antifraud and registration provisions of the Securities Act of 1933 and antifraud provisions of the Securities Exchange Act of 1934 and Investment Advisers Act of 1940.