CFTC发布对直接参与者大交易者报告的不采取行动立场
美国商品期货交易委员会(CFTC)已向电子交易所DCM LLC发出不采取行动函,允许该交易所代表直接参与者提交大交易者报告,如同电子交易所的合约已自行清算。
为什么重要. 此变更影响电子交易所合约的直接参与者报告要求,可能简化市场参与者的合规工作。
美国商品期货交易委员会(CFTC)已向电子交易所DCM LLC发出不采取行动函,允许该交易所代表直接参与者提交大交易者报告,如同电子交易所的合约已自行清算。
为什么重要. 此变更影响电子交易所合约的直接参与者报告要求,可能简化市场参与者的合规工作。
WASHINGTON — The Commodity Futures Trading Commission’s Division of Market Oversight today announced it has issued a no-action letter to Electron Exchange DCM LLC, a designated contract market, which would allow Electron Exchange to submit large trader reporting on behalf of direct participants as if Electron
WASHINGTON — The Commodity Futures Trading Commission’s Division of Market Oversight today announced it has issued a no-action letter to Electron Exchange DCM LLC, a designated contract market, which would allow Electron Exchange to submit large trader reporting on behalf of direct participants as if Electron Exchange’s contracts were exclusively self-cleared contracts.